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CARPENTER TECHNOLOGY CORP Director's Dealing 2020

Oct 15, 2020

30520_dirs_2020-10-15_c2e23783-3023-4292-94e2-15f9aeb16be0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2020-10-13

Reporting Person: WARD JR STEPHEN M (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-13 Director Stock Units $ A 6299 Acquired Common Stock (6299) Direct
2020-10-13 Director Stock Options (right to buy) $18.26 A 6500 Acquired 2030-10-13 Common Stock (6500) Direct

Footnotes

F1: Converts to common stock on a 1-for-1 basis

F2: Payable upon the later of separation of service or a specified date or event

F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F4: Includes dividend equivalents not previously reported.

F5: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.