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CARPENTER TECHNOLOGY CORP Director's Dealing 2019

Jul 19, 2019

30520_dirs_2019-07-19_7e2f331f-f44d-4d7a-bf02-576e00fe1e43.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2019-07-17

Reporting Person: LAIN TIMOTHY (VP and Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-17 Common Stock A 1968 Acquired 16990.79 Direct
2019-07-17 Common Stock F 875 $45.14 Disposed 16115.79 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2230.578 Indirect

Footnotes

F1: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 1, 2016, and performance period ending June 30, 2019. The financial results were confirmed and approved on July 17, 2019, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 17, 2019, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

F2: In connection with the distribution of reported stock award.

F3: Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.