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CARPENTER TECHNOLOGY CORP — Director's Dealing 2019
Oct 11, 2019
30520_dirs_2019-10-10_b5ebf196-9060-4907-b20d-0a39d1ebaaed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2019-10-08
Reporting Person: KAROL STEVEN E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-25 | Common Stock | G | 1950 | — | Disposed | 338581 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-08 | Director Stock Units | $ | A | 2362 | Acquired | Common Stock (2362) | Direct | |
| 2019-10-08 | Director Stock Options (right to buy) | $48.72 | A | 2318 | Acquired | 2029-10-08 | Common Stock (2318) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 230543 | Direct |
Footnotes
F1: This is a gift in the form of a charitable contribution
F2: Converts to common stock on a 1-for-1 basis
F3: Payable upon the later of separation of service or a specified date or event
F4: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F5: Includes dividend equivalents not previously reported.
F6: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.