CARPENTER TECHNOLOGY CORP — Director's Dealing 2019

Oct 30, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2019-10-28

Reporting Person: PRATT GREGORY A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-10-28	Common Stock	M	2010	$35.92	Acquired	6623	Direct
2019-10-28	Common Stock	M	6664	$34.50	Acquired	13287	Direct
2019-10-28	Common Stock	M	8854	$40.42	Acquired	22141	Direct
2019-10-28	Common Stock	S	17528	$50.2978	Disposed	4613	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-10-28	Director Stock Option (right to buy)	$35.92	M	2010	Disposed	2020-10-11	Common Stock (2010)	Direct
2019-10-28	Director Stock Options (right to buy)	$34.50	M	6664	Disposed	2025-11-02	Common Stock (6664)	Direct
2019-10-28	Employee Stock Options (right to buy)	$40.42	M	8854	Disposed	2025-02-05	Common Stock (8854)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.

F2: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.00 per share to a high of $50.63 per share.

F3: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

F4: 3/12ths of the Option Award was exercisable immediately upon grant and the remainder of the Option Award became exercisable in 1/9th increments on the first day of each month over 9 months beginning 3/1/15.

F5: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.