AI assistant
CARPENTER TECHNOLOGY CORP — Director's Dealing 2018
May 22, 2018
30520_dirs_2018-05-22_a6c2d652-05d1-46e8-b9a1-54753b0dbe54.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2018-05-18
Reporting Person: Thene Tony R (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-18 | Common Stock | M | 19446 | $36.82 | Acquired | 130472 | Direct |
| 2018-05-18 | Common Stock | M | 19446 | $36.82 | Acquired | 149918 | Direct |
| 2018-05-18 | Common Stock | S | 31153 | $58.8156 | Disposed | 118121 | Direct |
| 2018-05-18 | Common Stock | S | 644 | $59.5653 | Disposed | 118121 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-18 | Employee Stock Option | $36.82 | M | 19446 | Disposed | 2025-08-03 | Common Stock (19446) | Direct |
| 2018-05-18 | Employee Stock Option | $36.82 | M | 19446 | Disposed | 2025-08-03 | Common Stock (19446) | Direct |
Footnotes
F1: The price reported is a weighted average of multiple transactions executed this date, with the individual transactions ranging from a low of $58.47 per share to a high of $59.35 per share.
F2: The price reported is a weighted average of multiple transactions executed this date, with the individual transactions ranging from a low of $59.52 per share to a high of $59.70 per share.
F3: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.