CARPENTER TECHNOLOGY CORP — Director's Dealing 2018

Aug 8, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2018-08-03

Reporting Person: DEE JAMES D (VP, Gen Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-03	Common Stock	F	967	$58.73	Disposed	36427.273	Direct
2018-08-06	Common Stock	A	2036	—	Acquired	38463.273	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-06	Employee Stock Options	$58.94	A	1426	Acquired	2028-08-06	Common Stock (1426)	Direct
2018-08-06	Employee Stock Options	$58.94	A	1425	Acquired	2028-08-06	Common Stock (1425)	Direct
2018-08-06	Employee Stock Options	$58.94	A	1425	Acquired	2028-08-06	Common Stock (1425)	Direct

Footnotes

F1: In connection with the vesting of previously reported restricted stock units.

F2: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.