CARPENTER TECHNOLOGY CORP — Director's Dealing 2018

Aug 8, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2018-08-03

Reporting Person: LAIN TIMOTHY (VP-Controller, Chf Acctg Ofcr)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-03	Common Stock	F	526	$58.73	Disposed	13576	Direct
2018-08-06	Common Stock	A	764	—	Acquired	14340	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-06	Employee Stock Options	$58.94	A	535	Acquired	2028-08-06	Common Stock (535)	Direct
2018-08-06	Employee Stock Options	$58.94	A	535	Acquired	2028-08-06	Common Stock (535)	Direct
2018-08-06	Employee Stock Options	$58.94	A	534	Acquired	2028-08-06	Common Stock (534)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2079.7	Indirect

Footnotes

F1: In connection with the vesting of previously reported restricted shares.

F2: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3: Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.

F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.