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CARPENTER TECHNOLOGY CORP — Director's Dealing 2018
Sep 18, 2018
30520_dirs_2018-09-18_20402220-bc4e-4426-8409-005fa26c7e49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2018-09-14
Reporting Person: LAIN TIMOTHY (VP and Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-14 | Common Stock | A | 1288 | — | Acquired | 15628 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Employee Stock Options | $58.23 | A | 909 | Acquired | 2028-09-14 | Common Stock (909) | Direct |
| 2018-09-14 | Employee Stock Options | $58.23 | A | 909 | Acquired | 2028-09-14 | Common Stock (909) | Direct |
| 2018-09-14 | Employee Stock Options | $58.23 | A | 909 | Acquired | 2028-09-14 | Common Stock (909) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2105.51 | Indirect |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
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