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CARPENTER TECHNOLOGY CORP Director's Dealing 2018

Oct 11, 2018

30520_dirs_2018-10-11_382538af-dcbb-4103-a99f-77db320063a8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2018-10-09

Reporting Person: ANDERSON PHILIP M (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-09 Director Stock Units $ A 1796 Acquired Common Stock (1796) Direct
2018-10-09 Director Stock Options $58.48 A 1886 Acquired 2028-10-09 Common Stock (1886) Direct

Footnotes

F1: Converts to common stock on a 1-for-1 basis

F2: Payable upon the later of separation of service or a specified date or event

F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F4: Includes dividend equivalents not previously reported.

F5: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.