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CARPENTER TECHNOLOGY CORP — Director's Dealing 2017
Aug 2, 2017
30520_dirs_2017-08-02_0216f33c-995a-41d3-9c61-9365103322ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2017-07-31
Reporting Person: DEE JAMES D (VP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-31 | Common Stock | A | 2474 | — | Acquired | 29694.94 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-31 | Employee Stock Option | $40.43 | A | 2936 | Acquired | 2027-07-31 | Common Stock (2936) | Direct |
| 2017-07-31 | Employee Stock Option | $40.43 | A | 2936 | Acquired | 2027-07-31 | Common Stock (2936) | Direct |
| 2017-07-31 | Employee Stock Option | $40.43 | A | 2936 | Acquired | 2027-07-31 | Common Stock (2936) | Direct |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
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