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CARPENTER TECHNOLOGY CORP — Director's Dealing 2017
Dec 5, 2017
30520_dirs_2017-12-05_79458b17-b197-42fd-93d6-cd517f8528ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2017-12-01
Reporting Person: HANIFORD JOSEPH E (SVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-01 | Common Stock | M | 8840 | $36.82 | Acquired | 38778 | Direct |
| 2017-12-01 | Common Stock | M | 4619 | $39.02 | Acquired | 43397 | Direct |
| 2017-12-01 | Common Stock | S | 11448 | $49.0875 | Disposed | 31949 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-01 | Employee Stock Option (Right to Buy) | $36.82 | M | 8840 | Disposed | 2025-08-03 | Common Stock (8840) | Direct |
| 2017-12-01 | Employee Stock Option (Right to Buy) | $39.02 | M | 4619 | Disposed | 2026-08-01 | Common Stock (4619) | Direct |
Footnotes
F1: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $48.94 per share to a high of $49.25 per share.
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