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CARPENTER TECHNOLOGY CORP Director's Dealing 2016

Oct 14, 2016

30520_dirs_2016-10-13_bea20bfb-a78b-4825-a03b-de9ff9e102ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2016-10-11

Reporting Person: TURNER KATHRYN C (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-11 Director Stock Units $ A 2640 Acquired Common Stock (2640) Direct
2016-10-11 Director Stock Options (right to buy) $39.79 A 3275 Acquired 2026-10-11 Common Stock (3275) Direct

Footnotes

F1: Converts to common stock on a 1-for-1 basis

F2: Payable upon the later of separation of service or a specified date or event

F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

F4: Includes dividend equivalents not previously reported.

F5: The reporting person was granted an option to purchase stock as part of her director's compensation.