CARPENTER TECHNOLOGY CORP — Director's Dealing 2016

Aug 4, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2016-08-01

Reporting Person: HANIFORD JOSEPH E (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-01	Common Stock	A	15567	—	Acquired	22968	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-01	Employee Stock Option (Right to Buy)	$39.02	A	4619	Acquired	2026-08-01	Common Stock (4619)	Direct
2016-08-01	Employee Stock Option (Right to Buy)	$39.02	A	4619	Acquired	2026-08-01	Common Stock (4619)	Direct
2016-08-01	Employee Stock Option (Right to Buy)	$39.02	A	4618	Acquired	2026-08-01	Common Stock (4618)	Direct
2016-08-01	Employee Stock Option (Right to Buy)	$39.02	A	85777	Acquired	2026-08-01	Common Stock (85777)	Direct

Footnotes

F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.