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CARPENTER TECHNOLOGY CORP Director's Dealing 2016

Aug 4, 2016

30520_dirs_2016-08-03_b08e15ff-c662-4f8d-ba7d-83a2c56e1616.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2016-08-01

Reporting Person: PRATT GREGORY A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-01 Common Stock M 8000 $22.35 Acquired 12613 Direct
2016-08-01 Common Stock M 2358 $17.29 Acquired 14971 Direct
2016-08-01 Common Stock S 10358 $38.779 Disposed 4613 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-01 Director Stock Option (Right to Buy) $22.35 M 8000 Disposed 2018-10-13 Common Stock (8000) Direct
2016-08-01 Director Stock Option (Right to Buy) $17.29 M 2358 Disposed 2019-07-29 Common Stock (2358) Direct

Footnotes

F1: The reporting person was granted an option to purchase stock as part of his director's compensation.