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CARPENTER TECHNOLOGY CORP — Director's Dealing 2015
Aug 5, 2015
30520_dirs_2015-08-05_0f068ec7-1352-4881-921f-1672978f76c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2015-08-03
Reporting Person: LAIN TIMOTHY (VP-Controller, Chf Acctg Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-03 | Common Stock | A | 1698 | — | Acquired | 2666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Employee Stock Option (right to buy) | $36.82 | A | 2210 | Acquired | 2025-08-03 | Common Stock (2210) | Direct |
| 2015-08-03 | Employee Stock Option (right to buy) | $36.82 | A | 2210 | Acquired | 2025-08-03 | Common Stock (2210) | Direct |
| 2015-08-03 | Employee Stock Option (right to buy) | $36.82 | A | 2210 | Acquired | 2025-08-03 | Common Stock (2210) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1736.38 | Indirect |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F3: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.