CARPENTER TECHNOLOGY CORP — Director's Dealing 2013

Dec 2, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-11-29

Reporting Person: HICKS THOMAS O (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-29	Common Stock	S	16001	$60.5368	Disposed	38082	Indirect
2013-11-29	Common Stock	S	16001	$60.5368	Disposed	38082	Indirect
2013-11-29	Common Stock	S	16001	$60.5368	Disposed	38082	Indirect
2013-11-29	Common Stock	S	16001	$60.5368	Disposed	38082	Indirect
2013-11-29	Common Stock	S	19201	$60.5368	Disposed	45699	Indirect
2013-11-29	Common Stock	S	23468	$60.5368	Disposed	51130	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	199518	Indirect

Footnotes

F1: The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.64. Thomas O. Hicks (the "Principal") will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: The Principal may be deemed to beneficially own 38,082 shares of Common Stock held indirectly through TOH Jr. Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.

F3: The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.64. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The Principal may be deemed to beneficially own 38,082 shares of Common Stock held indirectly through MHH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.

F5: The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.64. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The Principal may be deemed to beneficially own 38,082 shares of Common Stock held indirectly through JAH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.

F7: The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.64. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8: The Principal may be deemed to beneficially own 38,082 shares of Common Stock held indirectly through RBH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.

F9: The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.64. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F10: The Principal may be deemed to beneficially own 45,699 shares of Common Stock held indirectly through WCH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.

F11: The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.64. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F12: The Principal may be deemed to beneficially own 51,130 shares of Common Stock held indirectly through CFH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.

F13: The Principal may be deemed to beneficially own 199,518 shares of Common Stock held indirectly through shares held by HHEP-Latrobe LP. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.