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CARPENTER TECHNOLOGY CORP Director's Dealing 2013

Dec 23, 2013

30520_dirs_2013-12-23_f72162ad-b6e0-4717-a8bc-bbecda045e10.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-12-20

Reporting Person: STEPHANS PETER N (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-10 Common Stock J 7096 Acquired 7096 Indirect
2013-12-20 Common Stock S 7096 $59.5861 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 52086 Direct
Common Stock 38296 Indirect
Common Stock 10005 Indirect
Common Stock 10005 Indirect

Footnotes

F1: This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F2: Disposition of shares from a charitable foundation, of which the reporting person is a trustee.

F3: These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees

F4: These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees

F5: These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.