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CARPENTER TECHNOLOGY CORP Director's Dealing 2013

Feb 28, 2013

30520_dirs_2013-02-28_3f5842ba-9652-46ad-a8c4-78107e0b4e98.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-02-26

Reporting Person: HICKS THOMAS O (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-26 Common Stock S 340104 Disposed 154041 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 836992 Indirect

Footnotes

F1: On February 26, 2013, in a privately negotiated transaction, Thomas O. Hicks (the "Principal") contributed 340,104 shares of Common Stock owned by him to a partnership in exchange for equity interests in the partnership.

F2: The Principal may be deemed to beneficially own 836,992 shares of Common Stock held indirectly. The Principal disclaims benefial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the benefial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.