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CARPENTER TECHNOLOGY CORP — Director's Dealing 2013
Feb 28, 2013
30520_dirs_2013-02-28_3f5842ba-9652-46ad-a8c4-78107e0b4e98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-02-26
Reporting Person: HICKS THOMAS O (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-26 | Common Stock | S | 340104 | — | Disposed | 154041 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 836992 | Indirect |
Footnotes
F1: On February 26, 2013, in a privately negotiated transaction, Thomas O. Hicks (the "Principal") contributed 340,104 shares of Common Stock owned by him to a partnership in exchange for equity interests in the partnership.
F2: The Principal may be deemed to beneficially own 836,992 shares of Common Stock held indirectly. The Principal disclaims benefial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the benefial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.