CARPENTER TECHNOLOGY CORP — Director's Dealing 2013

Apr 2, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2012-12-18

Reporting Person: STEPHANS PETER N (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-18	Common Stock	G	19000	—	Disposed	0	Indirect
2012-12-18	Common Stock	G	13790	—	Acquired	52086	Indirect
2012-12-18	Common Stock	G	2605	—	Acquired	10005	Indirect
2012-12-18	Common Stock	G	2605	—	Acquired	10005	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-03-28	Director Stock Units	$	A	228.241	Acquired		Common Stock (228.241)	Direct

Footnotes

F1: These shares are transferred from the Peter N. Stephans grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee.

F2: These shares are transferred from the Peter N. Stephans grantor retained annuity trust, created on December 18, 2009, PNC Bank, N.A., Trustee, to the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.

F3: Converts to common stock on a 1-for-1 basis

F4: Payable upon the later of separation of service or a specified date or event

F5: Includes dividend equivalents