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CARPENTER TECHNOLOGY CORP — Director's Dealing 2013
Apr 2, 2013
30520_dirs_2013-04-02_02410f81-658f-44fa-99b6-476d88cabc33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-03-28
Reporting Person: HICKS THOMAS O (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-28 | Common Stock | J | 170347 | — | Disposed | 666645 | Indirect |
Footnotes
F1: On April 1, 2013, pursuant to a registration statement filed and automatically effective on June 14, 2012, HHEP-Latrobe LP conducted an in-kind distribution of 199,517 of its shares of common stock of the Issuer to its respective members and partners (the "HHEP-Latrobe Distribution"). In the HHEP-Latrobe Distribution, persons and entities not affiliated with the reporting person received 137,598 shares of common stock of the Issuer. Following the HHEP-Latrobe Distribution, the reporting person may be deemed to beneficially own these shares of common stock that are held indirectly. The reporting person disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.