CARPENTER TECHNOLOGY CORP — Director's Dealing 2013

Jun 21, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-06-13

Reporting Person: LAIN TIMOTHY (VP-Controller, Chf Acctg Ofcr)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	968	Direct
Common Stock	1588.667	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$43.65	2018-06-30	Common Stock (300)		Direct
Employee Stock Option (Right to Buy)	$17.29	2019-07-29	Common Stock (300)		Direct
Employee Stock Option (Right to Buy)	$33.85	2020-08-17	Common Stock (407)		Direct
Employee Stock Option (Right to Buy)	$56.52	2021-07-28	Common Stock (225)		Direct
Employee Stock Option (Right to Buy)	$48.85	2022-08-27	Common Stock (252)		Direct

Footnotes

F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2: One-third of this award became exercisable on each of 06/30/09, 06/30/10 and 06/30/11.

F3: One-third of this award became exercisable on each of 07/29/10, 07/29/11 and 07/29/12

F4: One-third of this award became exercisable on each of 08/17/11 and 08/17/12; one-third will become exercisable on 08/17/13.

F5: One-third of this award became exercisable on 07/28/12; one-third will become exercisable on each of 07/28/13 and 07/28/14.

F6: One-third of this award will become exercisable on each of 08/27/13, 08/27/14 and 08/27/15.