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CARPENTER TECHNOLOGY CORP — Director's Dealing 2013
Aug 2, 2013
30520_dirs_2013-08-01_f925fee6-7b84-4a5e-912f-d8e1d6bf382f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-07-30
Reporting Person: Strobel David L (SVP - Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | A | 10230 | — | Acquired | 30585.114 | Direct |
| 2013-07-30 | Common Stock | F | 1747 | $52.41 | Disposed | 28838.114 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Employee Stock Option (Right to Buy) | $52.41 | A | 1615 | Acquired | 2023-07-30 | Common Stock (1615) | Direct |
| 2013-07-30 | Employee Stock Option (Right to Buy) | $52.41 | A | 1615 | Acquired | 2023-07-30 | Common Stock (1615) | Direct |
| 2013-07-30 | Employee Stock Option (Right to Buy) | $52.41 | A | 1615 | Acquired | 2023-07-30 | Common Stock (1615) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3771.692 | Indirect |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: In connection with the vesting of restricted stock units reported on this Form 4.
F3: Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.