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CARPENTER TECHNOLOGY CORP — Director's Dealing 2013
Aug 2, 2013
30520_dirs_2013-08-01_71193c56-75e4-4f0e-92c4-46bb87005ba4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2013-07-30
Reporting Person: Wulfsohn William A (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | A | 41156 | — | Acquired | 174926 | Direct |
| 2013-07-30 | Common Stock | F | 13927 | $52.41 | Disposed | 160999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Employee Stock Option (Right to Buy) | $52.41 | A | 11305 | Acquired | 2023-07-30 | Common Stock (11305) | Direct |
| 2013-07-30 | Employee Stock Option (Right to Buy) | $52.41 | A | 11305 | Acquired | 2023-07-30 | Common Stock (11305) | Direct |
| 2013-07-30 | Employee Stock Option (Right to Buy) | $52.41 | A | 11305 | Acquired | 2023-07-30 | Common Stock (11305) | Direct |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: In connection with the vesting of restricted stock units reported on this Form 4.
F3: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
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