AI assistant
CARPENTER TECHNOLOGY CORP — Director's Dealing 2012
Mar 2, 2012
30520_dirs_2012-03-02_bc7e9e7a-c82a-469d-aef3-ffffc874873a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2012-02-29
Reporting Person: HICKS THOMAS O (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-29 | Common Stock | A | 7666028 | — | Acquired | 7666028 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-29 | Director Stock Option (Right to Buy) | $51.30 | A | 4000 | Acquired | 2022-02-28 | Common Stock (4000) | Direct |
| 2012-02-29 | Director Stock Units | $ | A | 1030.582 | Acquired | Common Stock (1030.582) | Direct |
Footnotes
F1: See (1) below
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: The reporting person was granted an option to purchase stock as part of his director's compensation.
F4: Converts to common stock on a 1-for-1 basis
F5: Payable upon the later of separation of service or a specified date or event
F6: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.