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CARPENTER TECHNOLOGY CORP — Director's Dealing 2012
Aug 3, 2012
30520_dirs_2012-08-02_0b2b8e6e-6698-4b27-a999-77397e7566dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2012-07-31
Reporting Person: Guglani Sanjay (VP-Premium Engineered Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-31 | Common Stock | A | 2693 | — | Acquired | 18750.5 | Direct |
| 2012-07-31 | Common Stock | A | 5226 | — | Acquired | 23976.5 | Direct |
| 2012-07-31 | Common Stock | F | 1605 | $47.86 | Disposed | 22371.5 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-31 | Employee Stock Option (Right to Buy) | $47.86 | A | 1178 | Acquired | 2022-07-31 | Common Stock (1178) | Direct |
| 2012-07-31 | Employee Stock Option (Right to Buy) | $47.86 | A | 1177 | Acquired | 2022-07-31 | Common Stock (1177) | Direct |
| 2012-07-31 | Employee Stock Option (Right to Buy) | $47.86 | A | 1177 | Acquired | 2022-07-31 | Common Stock (1177) | Direct |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
F3: The reporting person was granted shares under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F4: In connection with the distribution of reported stock award
F5: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.