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CARPENTER TECHNOLOGY CORP — Director's Dealing 2012
Aug 3, 2012
30520_dirs_2012-08-02_6f47ca7b-fe10-4692-8feb-9ee5f7a79884.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2012-07-31
Reporting Person: RALPH K DOUGLAS (Sr Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-31 | Common Stock | A | 6605 | — | Acquired | 78034.88 | Direct |
| 2012-07-31 | Common Stock | A | 19926 | — | Acquired | 97960.88 | Direct |
| 2012-07-31 | Common Stock | F | 8090 | $47.86 | Disposed | 89870.88 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-31 | Employee Stock Option (Right to Buy) | $47.86 | A | 2890 | Acquired | 2022-07-31 | Common Stock (2890) | Direct |
| 2012-07-31 | Employee Stock Option (Right to Buy) | $47.86 | A | 2889 | Acquired | 2022-07-31 | Common Stock (2889) | Direct |
| 2012-07-31 | Employee Stock Option (Right to Buy) | $47.86 | A | 2889 | Acquired | 2022-07-31 | Common Stock (2889) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 864.544 | Indirect |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: The reporting person was granted shares under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F3: In connection with the distribution of reported stock award
F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.