AI assistant
CARPENTER TECHNOLOGY CORP — Director's Dealing 2012
Oct 11, 2012
30520_dirs_2012-10-10_12b115c9-8f30-45ba-949f-08002c2926f6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2012-10-04
Reporting Person: PRATT GREGORY A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-04 | Common Stock | S | 5000 | $53.5204 | Disposed | 9613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-08 | Stock Units | $ | A | 3591 | Acquired | Common Stock (3591) | Direct | |
| 2012-10-08 | Stock Options (Right to Buy) | $52.93 | A | 2794 | Acquired | 2022-10-08 | Common Stock (2794) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2012.
F2: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $52.92 per share to a high of $53.84 per share.
F3: Converts to common stock on a 1-for-1 basis
F4: Payable upon the later of separation of service or a specified date or event
F5: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F6: Includes dividend equivalents
F7: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.