AI assistant
CARPENTER TECHNOLOGY CORP — Director's Dealing 2011
Aug 2, 2011
30520_dirs_2011-08-01_ac34126c-406a-40a3-af33-ac721bf7a3e4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2011-07-28
Reporting Person: WIDGE SUNIL Y (SVP Strat Bus Dev & Govt Affrs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-28 | Common Stock | A | 3193 | — | Acquired | 45441.22 | Direct |
| 2011-07-28 | Common Stock | A | 1628 | — | Acquired | 47069.22 | Direct |
| 2011-07-28 | Common Stock | F | 499 | $56.52 | Disposed | 46570.22 | Direct |
| 2011-07-28 | Common Stock | F | 78 | $56.52 | Disposed | 46492.22 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-28 | Employee Stock Option (Right to Buy) | $56.52 | A | 749 | Acquired | 2021-07-28 | Common Stock (749) | Direct |
| 2011-07-28 | Employee Stock Option (Right to Buy) | $56.52 | A | 749 | Acquired | 2021-07-28 | Common Stock (749) | Direct |
| 2011-07-28 | Employee Stock Option (Right to Buy) | $56.52 | A | 748 | Acquired | 2021-07-28 | Common Stock (748) | Direct |
Footnotes
F1: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F2: The reporting person was granted shares under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F3: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F4: In connection with the vesting of previously reported restricted stock units.
F5: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.