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CARPENTER TECHNOLOGY CORP Director's Dealing 2011

Oct 20, 2011

30520_dirs_2011-10-20_92ea71de-49ec-47b0-86b8-4d99ad52f128.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2011-10-10

Reporting Person: KAMON MARK S (SVP - Commercial SAO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27399.03 Direct
Common Stock 288 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $43.65 2018-06-30 Common Stock (19975) Direct
Employee Stock Option (right to buy) $17.29 2019-07-29 Common Stock (12475) Direct
Employee Stock Option (right to buy) $34.95 2020-07-30 Common Stock (5911) Direct
Employee Stock Option (right to buy) $56.52 2021-07-28 Common Stock (4491) Direct

Footnotes

F1: Includes restricted stock units granted under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F2: This award became exercisable in equal amounts on each of 6/30/09, 6/30/10 and 6/30/11.

F3: One-third of this award became exercisable on each of 7/29/10 and 7/29/11. The remaining one-third becomes exercisable on 7/29/12.

F4: One-third of this award became exercisable on 7/30/11. The remaining two-thirds will become exercisable in equal parts on 7/30/12 and 7/30/13.

F5: One-third of this award becomes exercisable on each of 7/28/12, 7/28/13 and 7/28/14.