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CARPENTER TECHNOLOGY CORP — Director's Dealing 2011
Oct 20, 2011
30520_dirs_2011-10-20_92ea71de-49ec-47b0-86b8-4d99ad52f128.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2011-10-10
Reporting Person: KAMON MARK S (SVP - Commercial SAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27399.03 | Direct |
| Common Stock | 288 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $43.65 | 2018-06-30 | Common Stock (19975) | Direct | |
| Employee Stock Option (right to buy) | $17.29 | 2019-07-29 | Common Stock (12475) | Direct | |
| Employee Stock Option (right to buy) | $34.95 | 2020-07-30 | Common Stock (5911) | Direct | |
| Employee Stock Option (right to buy) | $56.52 | 2021-07-28 | Common Stock (4491) | Direct |
Footnotes
F1: Includes restricted stock units granted under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2: This award became exercisable in equal amounts on each of 6/30/09, 6/30/10 and 6/30/11.
F3: One-third of this award became exercisable on each of 7/29/10 and 7/29/11. The remaining one-third becomes exercisable on 7/29/12.
F4: One-third of this award became exercisable on 7/30/11. The remaining two-thirds will become exercisable in equal parts on 7/30/12 and 7/30/13.
F5: One-third of this award becomes exercisable on each of 7/28/12, 7/28/13 and 7/28/14.