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CarParts.com, Inc. — Director's Dealing 2020
Oct 21, 2020
34693_dirs_2020-10-21_32dee1c6-c7c3-4d92-9200-b37caa840091.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CarParts.com, Inc. (PRTS)
CIK: 0001378950
Period of Report: 2020-10-21
Reporting Person: Berman Joshua L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-21 | Common Stock | M | 20000 | $3.93 | Acquired | 119492 | Direct |
| 2020-10-21 | Common Stock | S | 20000 | $13.10 | Disposed | 99492 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-21 | Stock Options (Right to Buy) | $3.93 | M | 20000 | Disposed | 2027-05-11 | Common Stock (20000) | Direct |
Footnotes
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported above reflects the weighted-average sale price. The open market sales were at prices ranging from $12.69 to $13.44. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2: The stock option was granted to the Reporting Person on May 11, 2017 pursuant to the Company's 2016 Equity Incentive Plan. Thirty-three percent (33%) of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years.