Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Carnival PLC Director's Dealing 2024

Apr 10, 2024

4799_dirs_2024-04-10_fec89a83-1244-40c5-890d-c647f730d5c1.html

Director's Dealing

Open in viewer

Opens in your device viewer

National Storage Mechanism | Additional information

Carnival PLC - Notification of Transactions of Directors/PDMRS

PR Newswire

LONDON, United Kingdom, April 10

Carnival Corporation & plc

Notification of Transactions of Directors/PDMRS

1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sir Jonathon Band
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Jason Glen Cahilly
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Nelda J. Connors
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Helen Deeble
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Jeffrey J. Gearhart
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Katie Lahey
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sara Mathew
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Stuart Subotnick
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Laura Weil
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Randall Weisenburger
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4 Details of the transaction
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2020 Stock Plan.   The restriction on the shares lapses on the third anniversary of the grant date. The Boards of Directors approved a value of $195,000 to be granted to the reporting person in the form of restricted shares. The number of restricted shares was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

12,141
d) Aggregated information

- Aggregated volume

- Price
12,141

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Josh Weinstein
2 Reason for the notification
a) Position/status Director
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction: 1
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of performance-based restricted stock units ("PBS RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The reporting person will be eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which the approved financial and sustainability performance measures reach or exceed specified performance goals following the end of the 2024-2026 performance period. The PBS RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committees as a total dollar value to be received in the form of PBS RSUs. The number of PBS RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

392,278
d) Aggregated information

- Aggregated volume

- Price
392,278

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market
4B Details of the transaction: 2
a) Description of the financial instrument, type of instrument

Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in April 2025, 2026 and 2027. The RSUs will accumulate dividend equivalents and may only be settled in shares.

The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs.   The number of RSUs was determined by dividing the grant value by the average of the closing prices of a share of Carnival Corporation common stock over a 10-business day period ending on the date of grant, then rounding down to the nearest whole share.
c) Price(s) and volume(s) Price(s)

$0.00
Volume(s)

168,119
d) Aggregated information

- Aggregated volume

- Price
168,119

$0.00
e) Date of the transaction 2024-04-08
f) Place of the transaction Off Market

Doreen S. Furnari

Company Secretary

Carnival Corporation & plc

3655 NW 87 th Avenue

MLGL-815

Miami, FL 33178

T: 305.599.2600