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Carnival PLC Director's Dealing 2022

Apr 18, 2022

4799_dirs_2022-04-18_e576f18b-13d7-4d5b-82fc-0ba985f72bf5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL PLC (CUK)
CIK: 0001125259
Period of Report: 2022-04-14

Reporting Person: PARKER SIR JOHN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-14 Ordinary Shares S 7048 $17.8133 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 3004 Direct
Trust Shares (beneficial Interest In Special Voting Share) 62667.8954 Direct

Footnotes

F1: The transaction was conducted in British Pounds. The sale price of GBP13.66 was converted into US$ at the April 14, 2022 conversion rate of GBP1 = USD1.3041.

F2: Held by Julius Baer International Ltd. on behalf of Barnett Waddingham Trustees Ltd., the trustee for Sir John Parker's Fixed Unapproved Restricted Retirement Scheme.

F3: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.