Carnival PLC — Director's Dealing 2022

Oct 13, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CARNIVAL PLC (CUK)
CIK: 0001125259
Period of Report: 2022-10-13

Reporting Person: burke william richard (Chief Maritime Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Trust Shares (beneficial Interest in Special Voting Share)	24380.8182	Direct

Footnotes

F1: Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.

F2: Includes 18,702 restricted stock units ("RSUs") granted on January 19, 2021 pursuant to the Carnival Corporation 2020 Stock Plan. The grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. One third of the original grant of 28,053 RSUs vested on January 19, 2022 and the remaining 18,702 RSUs will vest on a pro rata basis on the second and third anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.

F3: Includes shares acquired pursuant to the Carnival Corporation Employee Stock Purchase Plan.