CARNIVAL CORP — Director's Dealing 2019

Jan 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2019-01-14

Reporting Person: KRUSE STEIN (CEO, Holland America Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-14	Common Stock	A	14434	—	Acquired	64768.3684	Direct
2019-01-14	Common Stock	F	5680	$52.20	Disposed	59088.3684	Direct

Footnotes

F1: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.

F2: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.

F3: Represents a surrender of shares to satisfy a tax obligation on the vesting of the MTE RSUs.