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CARNIVAL CORP — Director's Dealing 2019
Jan 16, 2019
30070_dirs_2019-01-16_ddcc5660-f957-44de-853d-af61f0ca7b9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2019-01-14
Reporting Person: PEREZ ARNALDO (General Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-14 | Common Stock | A | 7845 | — | Acquired | 29364.5862 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11306 | Indirect |
Footnotes
F1: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.
F2: The grant was approved by the Compensation Committee as a total value to be received in the form of MTE RSUs. The Compensation Committee also approved that the number of MTE RSUs were determined by dividing the value by the closing price on date of grant.