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CARNIVAL CORP — Director's Dealing 2014
Jan 14, 2014
30070_dirs_2014-01-14_600d7318-296a-4846-97e7-dd4818ead828.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2013-11-30
Reporting Person: ARISON MICKY MEIR (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-26 | Common Stock | G | 3000000 | — | Disposed | 100638843 | Indirect |
| 2012-12-26 | Common Stock | G | 3000000 | — | Acquired | 3000000 | Indirect |
| 2013-11-21 | Common Stock | G | 756008 | — | Disposed | 0 | Indirect |
| 2013-11-21 | Common Stock | G | 756008 | — | Acquired | 756008 | Indirect |
| 2013-11-21 | Common Stock | G | 756009 | — | Disposed | 0 | Indirect |
| 2013-11-21 | Common Stock | G | 756009 | — | Acquired | 756009 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5539230 | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of the shares of common stock held by the NA 2008 Trust.
F2: The Reporting Person disclaims beneficial ownership of the shares of common stock held by the KA 2008 Trust.
F3: Includes (i) 538,393 shares of common stock held by the Nickel 97-07 Trust; (ii) 442,307 shares of common stock held by the Nickel 2009 GRAT, (iii) 4,077,572 shares of common stock held by the Nickel 2003 Revocable Trust and (iv) 480,958 shares of common stock held by the Nickel 2010 GRAT.