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CARNIVAL CORP — Director's Dealing 2014
Mar 4, 2014
30070_dirs_2014-03-03_237e91ef-378e-4b76-b01f-deabb11221e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-02-28
Reporting Person: ARISON MICKY MEIR (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | S | 3000000 | $39.50 | Disposed | 0 | Indirect |
| 2014-02-28 | Common Stock | S | 2000000 | $39.50 | Disposed | 98638843 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7086273 | Indirect |
Footnotes
F1: Includes (i) 538,393 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (ii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iii) 4,593,556 shares of Carnival Corporation Common Stock held by the Nickel 2003 Revocable Trust, (iv) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (v) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.