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CARNIVAL CORP — Director's Dealing 2014
Mar 24, 2014
30070_dirs_2014-03-24_11726c9d-8aaa-45fc-9b75-db624111734f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-03-20
Reporting Person: MA 1994 B SHARES LP (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-20 | Common Stock | S | 17774 | $40.0378 | Disposed | 98621069 | Direct |
| 2014-03-21 | Common Stock | S | 375255 | $40.1818 | Disposed | 98245814 | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
F2: The transaction was executed in multiple trades at prices ranging from $40.03 to $40.07. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The transaction was executed in multiple trades at prices ranging from $40.03 to $40.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.