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CARNIVAL CORP — Director's Dealing 2014
Apr 21, 2014
30070_dirs_2014-04-21_74fe0967-7f7a-4d31-9f10-5fe30ba8e551.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-04-17
Reporting Person: KELLY ENNIS DEBRA J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-17 | Common Stock | A | 3215 | — | Acquired | 3215 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock Units | 7451 | Direct |
Footnotes
F1: Issued pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date.
F2: The Board of Directors approved a value of $120,000 to be awarded to the reporting person in the form of restricted shares. The number of shares was determined by dividing the closing price of a share of Carnival Corporation common stock on April 17, 2014 and dividing it into $120,000, then rounding down to the nearest whole share.
F3: Represents a hypothetical interest in Carnival Corporation common stock.