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CARNIVAL CORP — Director's Dealing 2014
Sep 22, 2014
30070_dirs_2014-09-22_9379ad36-6026-48dd-860a-4540839881f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-09-18
Reporting Person: MA 1994 B SHARES LP (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-18 | Common Stock | S | 94338 | $40.0607 | Disposed | 95765444 | Direct |
| 2014-09-19 | Common Stock | S | 28999 | $40.7510 | Disposed | 95736445 | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
F2: The transaction was executed in multiple trades at prices ranging from $40.03 to $40.11. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The transaction was executed in multiple trades at prices ranging from $40.43 to $41.14. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.