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CARMAX INC — Director's Dealing 2021
Jan 22, 2021
30853_dirs_2021-01-22_5e4dcf75-466c-40fe-b5b5-3f778fc26bff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARMAX INC (KMX)
CIK: 0001170010
Period of Report: 2021-01-20
Reporting Person: Newberry Darren C (SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-20 | Common Stock | M | 1827 | $51.63 | Acquired | 7408 | Direct |
| 2021-01-20 | Common Stock | M | 1587 | $53.62 | Acquired | 8995 | Direct |
| 2021-01-20 | Common Stock | M | 5773 | $58.38 | Acquired | 14768 | Direct |
| 2021-01-20 | Common Stock | M | 966 | $65.20 | Acquired | 15734 | Direct |
| 2021-01-20 | Common Stock | M | 10022 | $63.04 | Acquired | 25756 | Direct |
| 2021-01-20 | Common Stock | S | 9462 | $124.23 | Disposed | 16294 | Direct |
| 2021-01-20 | Common Stock | S | 10713 | $123.82 | Disposed | 5581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-20 | Stock Options (Right to Buy) | $51.63 | M | 1827 | Disposed | 2023-04-12 | Common Stock (1827.0) | Direct |
| 2021-01-20 | Stock Options (Right to Buy) | $53.62 | M | 1587 | Disposed | 2023-09-26 | Common Stock (1587.0) | Direct |
| 2021-01-20 | Stock Options (Right to Buy) | $58.38 | M | 5773 | Disposed | 2024-05-01 | Common Stock (5773.0) | Direct |
| 2021-01-20 | Stock Options (Right to Buy) | $65.2 | M | 966 | Disposed | 2024-12-27 | Common Stock (966.0) | Direct |
| 2021-01-20 | Stock Options (Right to Buy) | $63.04 | M | 10022 | Disposed | 2025-05-01 | Common Stock (10022.0) | Direct |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $124.00 to $124.69. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The shares with respect to this transaction were sold at prices ranging from $123.39 to $123.99. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.
F4: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2017, September 26, 2018, September 26, 2019 and September 26, 2020 and are now fully exercisable.
F5: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019 and May 1, 2020 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2021.
F6: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of December 27, 2018, December 27, 2019 and December 27, 2020 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on December 27, 2021.
F7: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019 and May 1, 2020 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021 and May 1, 2022.