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CARMAX INC — Director's Dealing 2017
Jan 6, 2017
30853_dirs_2017-01-06_d6f3dff3-b9fb-456f-a753-af4ed774c63d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARMAX INC (KMX)
CIK: 0001170010
Period of Report: 2017-01-04
Reporting Person: Shamim Mohammad (SVP and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-04 | Common Stock | M | 5491 | $42.68 | Acquired | 7216 | Direct |
| 2017-01-04 | Common Stock | M | 6723 | $44.96 | Acquired | 13939 | Direct |
| 2017-01-04 | Common Stock | M | 8940 | $47.47 | Acquired | 22879 | Direct |
| 2017-01-04 | Common Stock | M | 9250 | $28.81 | Acquired | 32129 | Direct |
| 2017-01-04 | Common Stock | S | 30404 | $67.02 | Disposed | 1725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-04 | Stock Options (Right to Buy) | $42.68 | M | 5491 | Disposed | 2020-04-15 | Common Stock (5491.0) | Direct |
| 2017-01-04 | Stock Options (Right to Buy) | $44.96 | M | 6723 | Disposed | 2021-04-09 | Common Stock (6723.0) | Direct |
| 2017-01-04 | Stock Options (Right to Buy) | $47.47 | M | 8940 | Disposed | 2021-09-26 | Common Stock (8940.0) | Direct |
| 2017-01-04 | Stock Options (Right to Buy) | $28.81 | M | 9250 | Disposed | 2019-09-25 | Common Stock (9250.0) | Direct |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $67.00 to $67.13. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015 and April 15, 2016 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 15, 2017.
F3: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015 and April 9, 2016 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2017 and April 9, 2018.
F4: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2015 and September 26, 2016 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of on September 26, 2017 and September 26, 2018.
F5: The stock options vested in four equal installments on each of on September 25, 2013, September 25, 2014, September 25, 2015 and September 25, 2016 and are now fully exercisable.