Carlyle Group Inc. — Director's Dealing 2024

Feb 9, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2024-02-06

Reporting Person: Finn Christopher (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-06	Common Stock	A	429800	$0.00	Acquired	1374206	Direct
2024-02-06	Common Stock	A	8955	$0.00	Acquired	1383161	Direct
2024-02-06	Common Stock	A	501003	$0.00	Acquired	1884164	Direct
2024-02-06	Common Stock	A	59937	$0.00	Acquired	1944101	Direct
2024-02-06	Common Stock	F	29987	$40.31	Disposed	1914114	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	253937	Indirect
Common Stock	13595	Indirect

Footnotes

F1: These securities are restricted stock unit awards and will vest 40% on August 1, 2025, an additional 30% on August 1, 2026 and the remaining 30% on August 1, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

F2: These securities are restricted stock unit awards and will vest 1/3 on each of February 6, 2025, February 6, 2026 and February 6, 2027, subject to the reporting person's continued service at the company on the applicable vesting date.

F3: These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($48.05, $56.06 and $64.06, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2027 and any restricted stock units that have not vested as of February 7, 2027 will be forfeited.

F4: These shares of common stock were acquired upon the satisfaction of certain performance-based vesting criteria and settlement of performance-based restricted stock unit awards previously granted to the reporting person.

F5: Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of performance-based restricted stock unit awards that vested on such date. No shares of common stock were sold by the reporting person.

F6: These shares of common stock are held in a limited liability company of which the reporting person is the manager.

F7: These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.