Carlyle Group Inc. — Director's Dealing 2021

Feb 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2021-02-01

Reporting Person: Finn Christopher (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-01	Common Stock	A	65939	$0.00	Acquired	654183	Direct
2021-02-02	Common Stock	A	116005	$0.00	Acquired	770188	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	313937	Indirect
Common Stock	13595	Indirect

Footnotes

F1: These securities are restricted stock unit awards and will vest 40% on August 1, 2022, an additional 30% on August 1, 2023 and the remaining 30% on August 1, 2024, subject to the reporting person's continued service at the company on the applicable vesting date.

F2: These securities are restricted stock unit awards and will vest 20% on each of February 1, 2022, 2023 and 2024 and the remaining 40% on February 1, 2025, subject to the reporting person's continued service at the company on the applicable vesting date.

F3: These shares of common stock are held in a limited liability company of which the reporting person is the manager.

F4: These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the shares.