Carlyle Group Inc. — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2021-02-09

Reporting Person: LEE KEWSONG (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-09	Common Stock	A	287000	$0.00	Acquired	2959597	Direct
2021-02-09	Common Stock	S	140701	$36.60	Disposed	2818896	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	283563	Indirect

Footnotes

F1: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

F2: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.

F3: Such shares of common stock are held in a grantor retained annuity trust.