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Carlyle Group Inc. — Director's Dealing 2021
Feb 11, 2021
30240_dirs_2021-02-10_e20c5a56-ecc4-443d-9473-6758fadbbaf7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2021-02-09
Reporting Person: Finn Christopher (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Stock | A | 73564 | $0.00 | Acquired | 843752 | Direct |
| 2021-02-09 | Common Stock | S | 35572 | $36.60 | Disposed | 808180 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 313937 | Indirect |
| Common Stock | 13595 | Indirect |
Footnotes
F1: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.
F2: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.
F3: These shares of common stock are held in a limited liability company of which the reporting person is the manager.
F4: These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the shares.