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Carlyle Group Inc. — Director's Dealing 2021
Aug 4, 2021
30240_dirs_2021-08-03_0d2facde-814f-41c9-bfa9-e8ec2ea1c95f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2021-08-02
Reporting Person: LEE KEWSONG (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-02 | Common Stock | S | 16495 | $48.80 | Disposed | 516355 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2283407 | Indirect |
| Common Stock | 283563 | Indirect |
Footnotes
F1: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
F2: Reflects an adjustment to the number of shares directly owned by the reporting person that was inadvertently previously reported on the last Form 4 as 538,339 shares rather than 532,850 shares.
F3: Such shares of common stock are held in a grantor retained annuity trust.
F4: Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.