AI assistant
Carlyle Group Inc. — Director's Dealing 2020
Feb 5, 2020
30240_dirs_2020-02-04_acacdb6f-fd98-4fbe-a260-1259fa57c935.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-02-01
Reporting Person: Bentley Pamela L (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-01 | Common Stock | A | 3662 | $0.00 | Acquired | 60492 | Direct |
Footnotes
F1: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc.
F2: These securities are restricted stock unit awards. These securities will vest 40% on August 1, 2021, an additional 30% on August 1, 2022 and the remaining 30% on August 1, 2023, subject to the reporting person's continued service at the company on the applicable vesting date.