Carlyle Group Inc. — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-02-10

Reporting Person: Finn Christopher (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-10	Common Stock	A	152830	$0.00	Acquired	722571	Direct
2020-02-10	Common Stock	S	73594	$33.07	Disposed	648977	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	313937	Indirect
Common Stock	13595	Indirect

Footnotes

F1: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

F2: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance award described herein.

F3: These securities are held in a limited liability company of which the reporting person is the manager.

F4: These securities are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities. These securities were previously reported with the securities held by the limited liability company described in Footnote (3).