Carlyle Group Inc. — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carlyle Group Inc. (CG)
CIK: 0001527166
Period of Report: 2020-02-10

Reporting Person: LEE KEWSONG (Director, Co-Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-10	Common Stock	A	300000	$0.00	Acquired	2651754	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	495814	Indirect

Footnotes

F1: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc.

F2: These shares of common stock were acquired upon the settlement of a performance-based restricted stock unit award previously granted to the reporting person.

F3: Reflects a transfer made between a grantor retained annuity trust and the reporting person. Such transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F4: Such shares of common stock are held in a grantor retained annuity trust.